As we head towards the end of the tax year, we look forward to meeting up to discuss the latest developments in our wonderful industry. We have lots to discuss and we are excited to present our Spring Forums. With interesting sessions on the future of wealth management, a look at industry papers and insight from leading UK market consultants. We really do have an exciting line up for you.
The Agenda is as follows:
09:00 Arrival & Registration; Tea/Coffee & Bacon Rolls
09:30 - 09:55 Paul Hogarth - TAM & Paradigm Update
09:55 - 10:35 Lothar Mentel - Market Update
10:35 - 10:55 Justine Randall - AI Friend or Foe?
10:55 - 11:15 Mid-morning tea/coffee break
11:15 - 11:30 Presentation from Fintegrate
11:30 - 12:00 Liontrust - SDR: Another Consumer Duty Pillar?
12:00 - 12:30 Puma Investments – Venture Capital Trusts | A New Target Market?
12:30 - 13:00 Graeme Stewart - Compliance session
13:00 Close, Lunch and Networking
Here’s a bit more detail on what our strategic partners will cover:
Joining us for our Spring Forums is Steve Jackson, Head of Strategic Partners at Liontrust, who will discuss the FCA regulation and what this means for you in giving advice to clients on sustainable investments, how this fits in with Consumer Duty, how it impacts asset managers and the timeline for implementation. Liontrust, through its 23-year track record of Sustainable investment, will also explain how we will support advisers with information and documentation to enhance consumer understanding.
Puma Investments will discuss the current landscape in terms of private equity investing, how legislation and regulation enhances the need for understanding in this space and the opportunities for new target market.
An introduction to our new IT Strategic Partner, Fintegrate on how they can save you time and indeed money.
Marsh Commercial has extensive experience in arranging PI insurance and strong relationships with insurers, some having more than 40 years’ experience in underwriting independent financial advisers’ risks.
If you’d like to discuss your PI needs, please feel free to visit the Marsh Commercial exhibition stand.
Paradigm Compliance Events
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Paradigm Consulting provides you with access to a host of industry-leading CPD events.
Upcoming Events
Event | LOCATION | DATE | COST | ||
---|---|---|---|---|---|
Surrey Spring Forum Surrey Spring ForumCompliance Wednesday 24 April, 09.00-13.00Pennyhill Park, Surrey, GU19 5EU |
Surrey | Wednesday 24 April | FREE | iNFO | BOOK |
London Spring Forum London Spring ForumCompliance Thursday 25 April, 09.00-13.00London, ETC Venues, Monument, EC3M 1AEAs we head towards the end of the tax year, we look forward to meeting up to discuss the latest developments in our wonderful industry. We have lots to discuss and we are excited to present our Spring Forums. With interesting sessions on the future of wealth management, a look at industry papers and insight from leading UK market consultants. We really do have an exciting line up for you. |
London | Thursday 25 April | FREE | iNFO | BOOK |
Essential Skills Workshop – Consumer Duty Reporting: £99 + VAT *Essential Skills Workshop – Consumer Duty Reporting: £99 + VATMortgages Protection Compliance Tuesday 14 May, 10.30-12.00OnlineCost: £99 + VATWe are delighted to announce that due to your feedback and a number of requests from individuals who missed it first time, we are running a repeat Consumer Duty Reporting webinar! The same as our last event, this will focus entirely on Consumer Duty reporting. Spaces are just £99+VAT per attendee.
If you missed the first event and your firm is not yet ready to submit the first report, please do register for your spot. |
Online | Tuesday 14 May | £99 + VAT | iNFO | BOOK |
Best Practice Event Best Practice EventCompliance Tuesday 21 May, 10.30-12.30OnlineFollowing fantastic feedback from you for this year’s events, we are excited to once again be hosting Paradigm’s ‘Six of the Best…Practice’ in 2024. As always, these sessions will be presented as a series of live, online events and are designed specifically with your CPD needs firmly in mind. Once again, we will be providing focussed presentations designed to give you important updates, regulatory support and new ideas. |
Online | Tuesday 21 May | FREE | iNFO | BOOK |
Breakfast Briefing with Foresight Breakfast Briefing with ForesightCompliance Tuesday 4 June, 09.30-10.00OnlineFollowing 2 successful Breakfast Briefing events in 2023, we are delighted to be bringing these short, informative sessions back for 2024! The event will entail a concise presentation where you will learn about the origins of Business Relief, what it is and how it works with Foresight. |
Online | Tuesday 4 June | FREE | iNFO | BOOK |
Essential Skills Workshop – £99 + VAT *Essential Skills Workshop – £99 + VATMortgages Protection Compliance Thursday 20 June, 10.30-12.00OnlineCost: £99 + VAT |
Online | Thursday 20 June | £99 + VAT | iNFO | BOOK |
Best Practice Event Best Practice EventCompliance Tuesday 9 July, 10.30-12.30OnlineFollowing fantastic feedback from you for this year’s events, we are excited to once again be hosting Paradigm’s ‘Six of the Best…Practice’ in 2024. As always, these sessions will be presented as a series of live, online events and are designed specifically with your CPD needs firmly in mind. Once again, we will be providing focussed presentations designed to give you important updates, regulatory support and new ideas. |
Online | Tuesday 9 July | FREE | iNFO | BOOK |
Best Practice Event Best Practice EventCompliance Tuesday 24 September, 10.30-12.30OnlineFollowing fantastic feedback from you for this year’s events, we are excited to once again be hosting Paradigm’s ‘Six of the Best…Practice’ in 2024. As always, these sessions will be presented as a series of live, online events and are designed specifically with your CPD needs firmly in mind. Once again, we will be providing focussed presentations designed to give you important updates, regulatory support and new ideas. |
Online | Tuesday 24 September | FREE | iNFO | BOOK |
Supervisor Course (For Investment and Protection firms) *Supervisor Course (For Investment and Protection firms)Protection Compliance Wednesday 25 September, 10.00-12.30Online over 2 days - 25th & 26th SeptemberCost: £650 + VATA two-step approach is taken to the course. Initially, the delegate is provided with pre-course work which provides practice for delegates in reviewing client interviews, assessing file reviews, undertaking knowledge assessments based on their own governance arrangement (the firm’s Training & Competence plan) and test SMCR knowledge based on their own business activities. |
Online | Wednesday 25 September | £650 + VAT | iNFO | BOOK |
Supervisor Course (For Mortgage and Protection firms) *Supervisor Course (For Mortgage and Protection firms)Mortgages Protection Compliance Wednesday 2 October, 10.00-12.30Online over 2 days - 2nd & 3rd OctoberCost: £650 + VATA two-step approach is taken to the course. Initially, the delegate is provided with pre-course work which provides practice for delegates in reviewing client interviews, assessing file reviews, undertaking knowledge assessments based on their own governance arrangement (the firm’s Training & Competence plan) and test SMCR knowledge based on their own business activities. |
Online | Wednesday 2 October | £650 + VAT | iNFO | BOOK |
Best Practice Event Best Practice EventCompliance Tuesday 26 November, 10.30-12.30OnlineFollowing fantastic feedback from you for this year’s events, we are excited to once again be hosting Paradigm’s ‘Six of the Best…Practice’ in 2024. As always, these sessions will be presented as a series of live, online events and are designed specifically with your CPD needs firmly in mind. Once again, we will be providing focussed presentations designed to give you important updates, regulatory support and new ideas. |
Online | Tuesday 26 November | FREE | iNFO | BOOK |
Supervisor Course (For Mortgage and Protection firms) *Supervisor Course (For Mortgage and Protection firms)Mortgages Protection Compliance Wednesday 4 December, 10.00-12.30Online over 2 days - 4th & 5th DecemberCost: £650 + VATA two-step approach is taken to the course. Initially, the delegate is provided with pre-course work which provides practice for delegates in reviewing client interviews, assessing file reviews, undertaking knowledge assessments based on their own governance arrangement (the firm’s Training & Competence plan) and test SMCR knowledge based on their own business activities. |
Online | Wednesday 4 December | £650 + VAT | iNFO | BOOK |
* If you’re not yet subscribing to Paradigm’s compliance services, one of the Sales team will be in touch when we receive your registration to discuss this further and to arrange your attendance where possible.
Register
Please click here to register for any of our forthcoming events. If you’re not yet subscribing to Paradigm’s compliance services, one of the Sales team will be in touch when we receive your registration to discuss this further and to arrange your attendance where possible.
I just wanted to take this opportunity to thank you for inviting me to the Paradigm Specialist Protection Event… This was the first event that I have been to in my new role as a Protection Adviser, and I have taken such a lot from it.
Linda
Puzzle Financial SolutionsYour events are always very welcoming, friendly and informative, so well worth attending with other like minded professionals.
Marilyn Holmes
Ashley Price AssociatesI found the course very useful and I have come away with lots of action points to review. I also enjoyed the presentation style which certainly helped to keep our attention.
Gia Rhone
Cockburn LucasIt was a great event and following Tim’s at Exeter Friendly’s presentation I have been able to place a tricky life case for a client with diabetes, so very worthwhile attending.
Mark Weller
Financial Profiles Limited5/5 for relevance, delivery as promised, quality of presentation and handouts I found the course extremely helpful and gave some good additional points of action that we are currently missing. Graeme taught the course amazingly, the right balance of information with the ability to go off track a little bit to clarify a few points
Katie Badiani
Compliance Manager from First Financial“A really valuable Mortgage & Protection workshop. we learned so much which will no doubt convert to business. Two informative presentations plus 4 round tables covering several lenders and Insurance providers. We met great BDMs and industry colleagues, had a fantastic lunch and was back in the office all within 4 hours. Really worthwhile and a will be a permanent fixture in our diaries as a must attend event”.
Rachel Lummis
Mortgage & Protection Adviser at Xpress MortgagesTHIS SITE IS FOR PROFESSIONAL INTERMEDIARY USE ONLY AND NOT FOR USE BY THE GENERAL PUBLIC.
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Office address: Paradigm Partners Ltd, Paradigm House, Brooke Court, Wilmslow, Cheshire, SK9 3ND
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